Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Borchetta | 4493293 | 1 | 06/04/2004 | Customer Dispute | Denied | $6,179.79 | $0.00 | See FINRA Report |
| Detlef Michael Schoeppler | 2759253 | 13 | 06/03/2004 | Customer Dispute | Denied | $7,414.10 | $0.00 | See FINRA Report |
| Robert John Cleary | 1588944 | 1 | 06/02/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Adiutori | 2378444 | 2 | 06/02/2004 | Customer Dispute | Denied | $11,782.00 | $0.00 | See FINRA Report |
| Troy Gerard MacAluso | 2783888 | 1 | 05/20/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dimitry George Lukovenko | 2246362 | 1 | 05/17/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Glenn Alan Rusler | 2028569 | 1 | 05/13/2004 | Customer Dispute | Denied | $57,850.00 | $0.00 | See FINRA Report |
| Ralph Thomas Truman | 2842848 | 5 | 05/06/2004 | Customer Dispute | Denied | $34,016.00 | $0.00 | See FINRA Report |
| Mark Steven Galaini | 810023 | 5 | 04/26/2004 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| William Arthur Eldridge | 1902209 | 3 | 04/26/2004 | Customer Dispute | Denied | $37,939.00 | $0.00 | See FINRA Report |