Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Odom | 2935451 | 1 | 08/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian James Moldenhauer | 2400606 | 1 | 08/04/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Yon Kim Corkum | 2426362 | 2 | 08/03/2004 | Customer Dispute | Denied | $186,891.00 | $0.00 | See FINRA Report |
| Angela Jo Rhude | 4460477 | 1 | 08/02/2004 | Customer Dispute | Denied | $6,537.00 | $0.00 | See FINRA Report |
| Daryl F Devillier | 4069344 | 8 | 08/02/2004 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Hendra Tanuwijaya | 2056380 | 2 | 07/29/2004 | Customer Dispute | Denied | $16,469.00 | $0.00 | See FINRA Report |
| Bruce Adair Mullen | 1558654 | 1 | 07/29/2004 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Stephanie Jane Webb | 1352676 | 1 | 07/28/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mark Alexis Ohler | 4250864 | 3 | 07/26/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Robert Gregory Cumberland | 58524 | 1 | 07/21/2004 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |