Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Mary Beasley | 864927 | 1 | 08/21/2004 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Kathy Jeanne Bauers | 2924245 | 3 | 08/17/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harold Willard Cole | 1200347 | 3 | 08/13/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Rickey Adams | 1061144 | 1 | 08/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark David Cooperrider | 1251484 | 1 | 08/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason William White | 1121375 | 2 | 08/11/2004 | Customer Dispute | Denied | $74,091.20 | $0.00 | See FINRA Report |
| Matthew Jude Fitzgerald | 2719631 | 1 | 08/09/2004 | Customer Dispute | Denied | $7,400.00 | $0.00 | See FINRA Report |
| Anthony de Lucia | 2372372 | 1 | 08/09/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kristy Lynn Reed | 3110396 | 2 | 08/05/2004 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Robert Latham Taylor | 2497684 | 2 | 08/05/2004 | Customer Dispute | Denied | $30,400.00 | $0.00 | See FINRA Report |