Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Markos Pittaoulis | 4278171 | 1 | 08/30/2004 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Stephanie Marie Tocco | 4658607 | 1 | 08/30/2004 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Joseph Paul Krugel | 2052389 | 7 | 08/30/2004 | Customer Dispute | Denied | $155,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Zarlenga | 2264587 | 2 | 08/27/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sylvia Ann Juric | 1230179 | 1 | 08/27/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Scott Meyer | 2361034 | 2 | 08/27/2004 | Customer Dispute | Denied | $174,000.00 | $0.00 | See FINRA Report |
| Samuel Song Pak | 4412448 | 1 | 08/26/2004 | Customer Dispute | Denied | $24,018.00 | $0.00 | See FINRA Report |
| Gregory Glynn Gray | 2843355 | 1 | 08/26/2004 | Customer Dispute | Denied | $24,018.00 | $0.00 | See FINRA Report |
| Frank Norbert Szafranski | 1594752 | 4 | 08/25/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Roger Allan Place | 2474755 | 1 | 08/23/2004 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |