Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Lynn Melby | 2077528 | 3 | 09/27/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Roderick North | 723949 | 3 | 09/24/2004 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Deniz Tuncay Franke | 1597507 | 4 | 09/22/2004 | Customer Dispute | Denied | $34,623.00 | $0.00 | See FINRA Report |
| Derek Stephen More | 4048450 | 1 | 09/20/2004 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Gary Thomas Ward | 2789804 | 3 | 09/16/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Guy Darcy Clements | 2288437 | 2 | 09/09/2004 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Jerome Manzardo | 2286630 | 2 | 09/08/2004 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Steve Russell Sadler | 2668235 | 1 | 09/02/2004 | Customer Dispute | Denied | $5,400.00 | $0.00 | See FINRA Report |
| Charles Zitner | 2683463 | 4 | 09/01/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Charles Collins | 1230531 | 1 | 09/01/2004 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |