Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Todd Everly | 4529242 | 1 | 10/19/2004 | Customer Dispute | Denied | $11,400.00 | $0.00 | See FINRA Report |
| Joseph James Lisanti | 4338669 | 2 | 10/18/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Richard Olson | 1977162 | 1 | 10/13/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Michelle Ann May | 3199156 | 1 | 10/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Paul Edmonds | 1212009 | 1 | 10/05/2004 | Customer Dispute | Denied | $297,000.00 | $0.00 | See FINRA Report |
| Evelyn Harrison Dinkins | 1568422 | 2 | 10/04/2004 | Customer Dispute | Denied | $134,000.00 | $0.00 | See FINRA Report |
| Sally Ann Souza | 2843785 | 1 | 10/01/2004 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Hema Joshi | 2572620 | 5 | 09/28/2004 | Customer Dispute | Denied | $35,980.20 | $0.00 | See FINRA Report |
| Kevin Michael Bush | 2463364 | 2 | 09/28/2004 | Customer Dispute | Denied | $5,400.00 | $0.00 | See FINRA Report |
| Shawn Christopher Smith | 4444007 | 1 | 09/27/2004 | Customer Dispute | Denied | $6,164.83 | $0.00 | See FINRA Report |