Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Wright | 4039618 | 2 | 11/12/2004 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Krieger Radziwon | 2077174 | 2 | 11/09/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Mark Hersh | 2430096 | 1 | 11/05/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert Charles McDonald | 1924662 | 2 | 11/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Lee Turner | 2252485 | 4 | 11/03/2004 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kenneth Robert Close | 2540316 | 1 | 11/01/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rick Allan Napholz | 1045314 | 2 | 10/28/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Lee Ehlers | 2163361 | 3 | 10/26/2004 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jack Frost | 1063135 | 3 | 10/25/2004 | Customer Dispute | Denied | $43,686.60 | $0.00 | See FINRA Report |
| Wanda Marie Decker | 1846751 | 1 | 10/19/2004 | Customer Dispute | Denied | $10,624.70 | $0.00 | See FINRA Report |