Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Stanley Bjekich | 2279553 | 1 | 03/02/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Edward Schimpf | 2707490 | 5 | 03/02/2005 | Customer Dispute | Denied | $7,350.00 | $0.00 | See FINRA Report |
| Andrew Dustin Norman | 4515286 | 1 | 03/01/2005 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Daniel Lewis Hohenberg | 2532458 | 1 | 02/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Suzanne Irene Uhl-Melanson | 3218512 | 1 | 02/23/2005 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| George Papadoyannis | 2119519 | 4 | 02/18/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul B Savona | 1079940 | 1 | 02/11/2005 | Customer Dispute | Denied | $34,780.50 | $0.00 | See FINRA Report |
| David Ari Cooper | 2868468 | 1 | 02/03/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Randall Charles Rhodes | 2092431 | 2 | 01/25/2005 | Customer Dispute | Denied | $145,210.00 | $0.00 | See FINRA Report |
| Michael Sandberg | 1949867 | 11 | 01/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |