Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evelyn Mary Deitering | 708023 | 1 | 03/25/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Edna L Haughney | 1504573 | 2 | 03/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sherry Lee de Celle | 2504200 | 2 | 03/17/2005 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Darrel William Upson | 4597388 | 1 | 03/14/2005 | Customer Dispute | Denied | $6,269.00 | $0.00 | See FINRA Report |
| Jared Douglass Lynne | 2415796 | 1 | 03/14/2005 | Customer Dispute | Denied | $6,269.00 | $0.00 | See FINRA Report |
| Stephen Anthony Grimmie | 2729440 | 1 | 03/09/2005 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Kevin David Osterberger | 3195797 | 2 | 03/09/2005 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Joanne Mary Cirocco | 1374022 | 2 | 03/07/2005 | Customer Dispute | Denied | $19,500.00 | $0.00 | See FINRA Report |
| Peter Dwight Lewis | 1206170 | 1 | 03/07/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Patrick Maeyaert | 2055675 | 2 | 03/04/2005 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |