Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Barry Carter | 2970448 | 1 | 07/23/2005 | Customer Dispute | Denied | $10,806.20 | $0.00 | See FINRA Report |
| Elwin John Aggen | 2240788 | 2 | 07/22/2005 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Daniel Sean Spencer | 3068294 | 2 | 07/15/2005 | Customer Dispute | Denied | $6,353.98 | $0.00 | See FINRA Report |
| Larry Joseph Criss | 1904225 | 4 | 07/14/2005 | Customer Dispute | Denied | $79,270.10 | $0.00 | See FINRA Report |
| James Edward Stefanoff | 4156586 | 4 | 07/07/2005 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Marc Steven Kolopsky | 2743643 | 4 | 07/07/2005 | Customer Dispute | Denied | $14,622.10 | $0.00 | See FINRA Report |
| Chad Aaron Hunt | 2990407 | 1 | 07/01/2005 | Customer Dispute | Denied | $7,635.28 | $0.00 | See FINRA Report |
| Eugene Walter Gabriel | 1137858 | 2 | 06/29/2005 | Customer Dispute | Denied | $24,706.80 | $0.00 | See FINRA Report |
| G Roger Daniel | 840618 | 3 | 06/28/2005 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Michael Gerard Mathews | 1663945 | 1 | 06/28/2005 | Customer Dispute | Denied | $6,030.00 | $0.00 | See FINRA Report |