Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mathew Stimpson Hill | 4481440 | 1 | 08/29/2005 | Customer Dispute | Denied | $24,718.90 | $0.00 | See FINRA Report |
| George Papadoyannis | 2119519 | 4 | 08/26/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dean Clyde Dawson | 2233777 | 1 | 08/24/2005 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David James Booko | 1895191 | 4 | 08/10/2005 | Customer Dispute | Denied | $50,840.50 | $0.00 | See FINRA Report |
| John Stewart Mc Connell | 4582857 | 2 | 08/10/2005 | Customer Dispute | Denied | $103,686.00 | $0.00 | See FINRA Report |
| Deirdre Gugelot Marion | 2917807 | 1 | 08/10/2005 | Customer Dispute | Denied | $49,333.30 | $0.00 | See FINRA Report |
| Nafi Musa Hussein | 1021035 | 1 | 08/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas MacLone Gray | 1781672 | 5 | 08/02/2005 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Michael Emanuel Brodsky | 2953034 | 1 | 08/01/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeffery Dale Chaddock | 1837499 | 5 | 08/01/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |