Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Michael Dancek | 1930893 | 5 | 11/15/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Eugene Keown | 4078893 | 1 | 11/07/2005 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gregory Matthew Clinard | 2878060 | 3 | 10/31/2005 | Customer Dispute | Denied | $34,941.10 | $0.00 | See FINRA Report |
| Gary Byron Dunco | 1780828 | 1 | 10/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theophanis Cr Pericleous | 1811765 | 3 | 10/24/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Kenneth Klassa | 2467445 | 1 | 10/19/2005 | Customer Dispute | Denied | $11,558.00 | $0.00 | See FINRA Report |
| Roger James Solis | 2261322 | 2 | 09/28/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Fouad Hussein Zeaiter | 1620749 | 5 | 09/27/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Leslie John Niemeyer | 2166541 | 2 | 09/08/2005 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Mark John Zipfel | 1179677 | 14 | 09/06/2005 | Customer Dispute | Denied | $19,465.00 | $0.00 | See FINRA Report |