Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Stepniewski | 1359838 | 4 | 01/17/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph L Mc Donough | 1016644 | 2 | 12/29/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eugene Gaetano Armieri | 816753 | 4 | 12/16/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Bausman | 2949470 | 2 | 12/16/2005 | Customer Dispute | Denied | $21,290.00 | $0.00 | See FINRA Report |
| Sandra Christine Smiley | 1435671 | 1 | 12/14/2005 | Customer Dispute | Denied | $7,757.24 | $0.00 | See FINRA Report |
| Chester Thomas Morris | 2558025 | 1 | 11/26/2005 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Cindy Speigner Cornette | 3163387 | 6 | 11/23/2005 | Customer Dispute | Denied | $26,503.80 | $0.00 | See FINRA Report |
| Scott Michael Bechtold | 2899784 | 2 | 11/22/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Randall Scott Linde | 1418608 | 2 | 11/21/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bruce Michael Shahan | 2995273 | 1 | 11/17/2005 | Customer Dispute | Denied | $8,999.37 | $0.00 | See FINRA Report |