Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Leon Walter | 732473 | 1 | 03/06/2006 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Doreen Marcia Scott | 2671898 | 6 | 02/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger James Solis | 2261322 | 2 | 02/21/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Shawn Earl Barnes | 2611002 | 2 | 02/20/2006 | Customer Dispute | Denied | $10,057.80 | $0.00 | See FINRA Report |
| Gregory Lynn Planck | 1840455 | 6 | 02/14/2006 | Customer Dispute | Denied | $75,817.00 | $0.00 | See FINRA Report |
| Yon Kim Corkum | 2426362 | 2 | 02/03/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Todd Allen Glaw | 1726235 | 6 | 02/01/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cory Alan Seifert | 3264538 | 1 | 02/01/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 01/24/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 01/24/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |