Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Clark Jones | 4513539 | 1 | 04/20/2006 | Customer Dispute | Denied | $13,333.70 | $0.00 | See FINRA Report |
| Mark William Delmonte | 4542888 | 1 | 04/20/2006 | Customer Dispute | Denied | $7,200.00 | $0.00 | See FINRA Report |
| Thomas Patrick Curran | 1852454 | 2 | 04/19/2006 | Customer Dispute | Denied | $50,106.00 | $0.00 | See FINRA Report |
| Beth Leigh Deal | 2215907 | 5 | 04/18/2006 | Customer Dispute | Denied | $50,056.20 | $0.00 | See FINRA Report |
| David Paul Weidman | 1552081 | 3 | 04/17/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Vincent Noah de Vita | 4055454 | 3 | 04/17/2006 | Customer Dispute | Denied | $7,306.60 | $0.00 | See FINRA Report |
| Eric Joseph Koller | 2968385 | 2 | 03/24/2006 | Customer Dispute | Denied | $21,101.00 | $0.00 | See FINRA Report |
| Kevin John Deangelis | 2423942 | 5 | 03/20/2006 | Customer Dispute | Denied | $10,706.00 | $0.00 | See FINRA Report |
| Douglas Benjamin Schrager | 1557110 | 6 | 03/13/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Mark Mc Crocklin | 1425634 | 2 | 03/07/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |