Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Louis Demarco | 2329695 | 2 | 05/22/2006 | Customer Dispute | Denied | $15,344.00 | $0.00 | See FINRA Report |
| Garrett James de Buiser | 2154767 | 2 | 05/16/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Layne Clark | 2817018 | 4 | 05/11/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Theodore E Block | 4080345 | 2 | 05/10/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Phillip Jay Harmon | 2744597 | 1 | 05/03/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Kenneth Clark | 2580455 | 16 | 05/02/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeff R Thomsen | 2885994 | 4 | 05/01/2006 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Michael Douglas Witt | 2071046 | 1 | 04/28/2006 | Customer Dispute | Denied | $20,282.60 | $0.00 | See FINRA Report |
| Donald M Karpick | 4854263 | 1 | 04/27/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Keith Kloubec | 2415021 | 3 | 04/21/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |