Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Leonard Di Gangi | 3062887 | 1 | 06/14/2006 | Customer Dispute | Denied | $9,350.00 | $0.00 | See FINRA Report |
| Denise Rachelle Allen | 4222022 | 3 | 06/09/2006 | Customer Dispute | Denied | $7,725.00 | $0.00 | See FINRA Report |
| Elisa Riva Budoff | 2386115 | 5 | 06/08/2006 | Customer Dispute | Denied | $9,412.73 | $0.00 | See FINRA Report |
| Christopher Alan Asselin | 2843071 | 1 | 06/07/2006 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Paul David Carlson | 1021718 | 4 | 06/07/2006 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Melissa Kay Eikens | 4104866 | 1 | 06/06/2006 | Customer Dispute | Denied | $22,482.60 | $0.00 | See FINRA Report |
| Timothy Jack Bell | 2947358 | 1 | 06/05/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Dawn Marie Collum | 3234797 | 1 | 05/31/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Barry Scott Capps | 2200215 | 4 | 05/24/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anton Stephen Dziuk | 1811202 | 2 | 05/23/2006 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |