Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teresa L Turner | 2833550 | 1 | 07/17/2006 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Beth Leigh Deal | 2215907 | 5 | 07/17/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Kent Powers | 714763 | 2 | 07/13/2006 | Customer Dispute | Denied | $11,020.10 | $0.00 | See FINRA Report |
| Charles Wayman Thomasson | 1101667 | 1 | 07/03/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Stanley Rogers | 2835002 | 1 | 06/28/2006 | Customer Dispute | Denied | $17,860.00 | $0.00 | See FINRA Report |
| Paul Wesley Ewing | 2632763 | 1 | 06/19/2006 | Customer Dispute | Denied | $30,352.40 | $0.00 | See FINRA Report |
| Jeff R Thomsen | 2885994 | 4 | 06/19/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Eugene Burke | 3026260 | 1 | 06/15/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| James Arthur Kujawski | 2075543 | 9 | 06/14/2006 | Customer Dispute | Denied | $134,060.00 | $0.00 | See FINRA Report |
| Anton Stephen Dziuk | 1811202 | 2 | 06/14/2006 | Customer Dispute | Denied | $5,779.24 | $0.00 | See FINRA Report |