Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sten Eugene Carlson | 2396179 | 1 | 08/15/2006 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
| Byron Joseph Gega | 2842022 | 3 | 08/08/2006 | Customer Dispute | Denied | $6,497.72 | $0.00 | See FINRA Report |
| Scott Michael Bechtold | 2899784 | 2 | 08/07/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Scott Charles Giles | 2190973 | 1 | 08/04/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jodi Kay Miller-Hammes | 2482655 | 1 | 08/01/2006 | Customer Dispute | Denied | $12,625.30 | $0.00 | See FINRA Report |
| Brad Lee Clasby | 1052979 | 4 | 08/01/2006 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |
| Todd Karl Osgood | 2613414 | 2 | 08/01/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Kenneth Paul Siebenmorgen | 2048810 | 1 | 07/27/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Laura Marie Kellmann | 4567928 | 1 | 07/21/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Matthew Clinard | 2878060 | 3 | 07/20/2006 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |