Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradford Joseph Rindler | 2798758 | 2 | 10/03/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Brende | 4595363 | 4 | 10/02/2006 | Customer Dispute | Denied | $16,850.00 | $0.00 | See FINRA Report |
| Anthony John Leopizzi | 1697946 | 5 | 10/02/2006 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Kenneth Edward Demps | 1289846 | 1 | 09/22/2006 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Marshall Allen Doughty | 1944848 | 2 | 09/14/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Vincent Leonard Petrangelo | 2866580 | 7 | 09/14/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Melissa Jane Tabor | 4262728 | 1 | 09/11/2006 | Customer Dispute | Denied | $48,452.90 | $0.00 | See FINRA Report |
| Wayne Everett Phillips | 2703133 | 1 | 08/22/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Arthur Lin | 4573965 | 1 | 08/21/2006 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Renee Suzanne Roberts | 1544755 | 5 | 08/18/2006 | Customer Dispute | Denied | $785,632.00 | $0.00 | See FINRA Report |