Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Alan Krenek | 2405904 | 10 | 12/08/2006 | Customer Dispute | Denied | $14,329.80 | $0.00 | See FINRA Report |
| Scott D Nicholas | 4229784 | 1 | 12/06/2006 | Customer Dispute | Denied | $14,980.00 | $0.00 | See FINRA Report |
| Brant Owen Greene | 2483747 | 1 | 12/04/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Toddi Leilani Nakagawa | 4217450 | 1 | 11/28/2006 | Customer Dispute | Denied | $8,811.07 | $0.00 | See FINRA Report |
| Jeffrey Marc Silver | 2324989 | 1 | 11/27/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Karl Lyle Pawlowski | 2415660 | 1 | 11/24/2006 | Customer Dispute | Denied | $15,305.00 | $0.00 | See FINRA Report |
| Donald Edward Torres | 2163914 | 8 | 11/21/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Mark Hudson | 1785280 | 2 | 11/14/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robin Christopher Marshall | 2092133 | 4 | 11/09/2006 | Customer Dispute | Denied | $30,750.00 | $0.00 | See FINRA Report |
| Richard Paul Martin | 1536729 | 8 | 11/07/2006 | Customer Dispute | Denied | $19,103.00 | $0.00 | See FINRA Report |