Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric G Davis | 2409535 | 2 | 02/05/2007 | Customer Dispute | Denied | $16,719.00 | $0.00 | See FINRA Report |
| Charles David Schapira | 2931683 | 1 | 02/05/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Robert Root | 3053059 | 2 | 02/02/2007 | Customer Dispute | Denied | $5,571.28 | $0.00 | See FINRA Report |
| Stacy Marie Hochthanner | 4468908 | 1 | 01/30/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 01/23/2007 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| John Henry Stearns | 2983334 | 4 | 01/16/2007 | Customer Dispute | Denied | $6,553.61 | $0.00 | See FINRA Report |
| Lynn Ann Corniello | 2990653 | 1 | 01/02/2007 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Lisa Lynn Brown | 2213560 | 1 | 12/22/2006 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Michelle Kopecky Kuokkanen | 2931266 | 1 | 12/21/2006 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Douglas Benjamin Schrager | 1557110 | 6 | 12/20/2006 | Customer Dispute | Denied | $16,800.00 | $0.00 | See FINRA Report |