Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Robert Christopher | 1028948 | 4 | 04/11/2007 | Customer Dispute | Denied | $298,000.00 | $0.00 | See FINRA Report |
| Randy Michael Mc Andrew | 4036744 | 1 | 04/09/2007 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Jon Edward Bloomer | 1641404 | 1 | 04/09/2007 | Customer Dispute | Denied | $94,888.30 | $0.00 | See FINRA Report |
| Kimberly Kaye Maez | 2766799 | 2 | 04/02/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dale Robert Schenewerk | 2771172 | 1 | 04/02/2007 | Customer Dispute | Denied | $5,425.24 | $0.00 | See FINRA Report |
| Shawn L Kennedy | 4197128 | 1 | 03/29/2007 | Customer Dispute | Denied | $14,890.00 | $0.00 | See FINRA Report |
| Christopher Scott Yaggie | 2715175 | 2 | 03/29/2007 | Customer Dispute | Denied | $10,923.00 | $0.00 | See FINRA Report |
| Larry Stephen McDonald | 1174875 | 3 | 03/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Clayton Melrose | 2377014 | 5 | 03/23/2007 | Customer Dispute | Denied | $146,300.00 | $0.00 | See FINRA Report |
| Travis Lynn Kell | 1624564 | 1 | 03/20/2007 | Customer Dispute | Denied | $103,880.00 | $0.00 | See FINRA Report |