Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Henry Davis | 729496 | 4 | 05/18/2007 | Customer Dispute | Denied | $6,853.00 | $0.00 | See FINRA Report |
| Harold Willard Cole | 1200347 | 3 | 05/11/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Emerson Kasch | 2077975 | 1 | 05/11/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeremiah Connor Fitzpatrick | 4473370 | 4 | 05/07/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Henry Joseph Cormier | 727574 | 5 | 05/02/2007 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Randall Thomas White | 1526097 | 2 | 04/25/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| William Charles Robinson | 2243931 | 3 | 04/24/2007 | Customer Dispute | Denied | $220,222.00 | $0.00 | See FINRA Report |
| David Raymond Lyon | 2391509 | 4 | 04/23/2007 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Richard Bednark Campbell | 1246641 | 2 | 04/23/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Renee Annette Hanson | 1229288 | 2 | 04/18/2007 | Customer Dispute | Denied | $5,114.00 | $0.00 | See FINRA Report |