Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee Bailey | 4408487 | 2 | 07/24/2007 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Alton Lee Christopher Anders | 2435152 | 1 | 07/23/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Brian Francis Costello | 1744360 | 3 | 07/18/2007 | Customer Dispute | Denied | $70,313.00 | $0.00 | See FINRA Report |
| Walker M Wynkoop | 5076352 | 1 | 07/11/2007 | Customer Dispute | Denied | $17,974.00 | $0.00 | See FINRA Report |
| Jeremiah Connor Fitzpatrick | 4473370 | 4 | 07/10/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kimberly Helen Cawley | 2364947 | 1 | 07/09/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alfred Benjamin Goodwin | 225445 | 1 | 07/09/2007 | Customer Dispute | Denied | $257,000.00 | $0.00 | See FINRA Report |
| Tracy Goughnour Aufleger | 2317989 | 6 | 06/14/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Justin Ryan Brouillard | 4686824 | 1 | 06/07/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Patrick Harnden | 1750036 | 3 | 06/04/2007 | Customer Dispute | Denied | $10,525.50 | $0.00 | See FINRA Report |