Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fouad Hussein Zeaiter | 1620749 | 5 | 08/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Jean Miller | 734491 | 1 | 08/29/2007 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Christopher Santos Cagadas | 4624589 | 2 | 08/28/2007 | Customer Dispute | Denied | $28,371.00 | $0.00 | See FINRA Report |
| Mitchell William Black | 4664345 | 6 | 08/27/2007 | Customer Dispute | Denied | $39,577.10 | $0.00 | See FINRA Report |
| Jeremiah Connor Fitzpatrick | 4473370 | 4 | 08/22/2007 | Customer Dispute | Denied | $36,174.00 | $0.00 | See FINRA Report |
| Thomas Scott Robbins | 1497264 | 3 | 08/15/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Anthony Tria | 2564381 | 1 | 08/13/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Louis Gnivecki | 2482260 | 1 | 08/06/2007 | Customer Dispute | Denied | $8,745.00 | $0.00 | See FINRA Report |
| Kevin Roth Wells | 2457905 | 1 | 08/01/2007 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Mark John Zipfel | 1179677 | 14 | 07/26/2007 | Customer Dispute | Denied | $23,611.50 | $0.00 | See FINRA Report |