Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick David Groeschl | 1844214 | 4 | 10/15/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Joseph Criss | 1904225 | 4 | 10/10/2007 | Customer Dispute | Denied | $9,364.56 | $0.00 | See FINRA Report |
| Erik Erle Simmons | 2479132 | 7 | 10/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hogan McClain Fulghum | 4619789 | 1 | 10/03/2007 | Customer Dispute | Denied | $65,515.40 | $0.00 | See FINRA Report |
| Randy Eric Shewmaker | 4213432 | 3 | 10/01/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mitchell William Black | 4664345 | 6 | 09/17/2007 | Customer Dispute | Denied | $66,178.50 | $0.00 | See FINRA Report |
| Douglas Clayton Melrose | 2377014 | 5 | 09/14/2007 | Customer Dispute | Denied | $146,300.00 | $0.00 | See FINRA Report |
| Michael William Snyder | 4937182 | 3 | 09/07/2007 | Customer Dispute | Denied | $7,216.82 | $0.00 | See FINRA Report |
| Thomas Edward Rudakas | 1028768 | 4 | 09/06/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Karl Juergensen | 4214814 | 1 | 09/04/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |