Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Kemp | 2263257 | 1 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tucker T Watkins | 1012660 | 3 | 12/09/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony John Leopizzi | 1697946 | 5 | 11/27/2007 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Anthony Frank Rizzuto | 1908303 | 1 | 11/26/2007 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Ronald Edward Mc Kelvy | 2394751 | 3 | 11/19/2007 | Customer Dispute | Denied | $56,464.00 | $0.00 | See FINRA Report |
| Aaron James Zimmer | 4554804 | 1 | 11/16/2007 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Robert Henry Davis | 729496 | 4 | 11/09/2007 | Customer Dispute | Denied | $22,581.00 | $0.00 | See FINRA Report |
| Richard Tilbury | 3150411 | 1 | 11/01/2007 | Customer Dispute | Denied | $15,305.60 | $0.00 | See FINRA Report |
| Shawn David Bumgardner | 2492380 | 3 | 10/18/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Francis Costello | 1744360 | 3 | 10/18/2007 | Customer Dispute | Denied | $23,805.00 | $0.00 | See FINRA Report |