Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Tillman | 1676529 | 1 | 02/14/2008 | Customer Dispute | Denied | $45,417.00 | $0.00 | See FINRA Report |
| Michael Lynn Daugherty | 867334 | 2 | 02/14/2008 | Customer Dispute | Denied | $5,512.09 | $0.00 | See FINRA Report |
| Cheryl Ann Martin | 1924743 | 2 | 02/12/2008 | Customer Dispute | Denied | $29,508.10 | $0.00 | See FINRA Report |
| Paul Henry Giles | 2041288 | 6 | 02/09/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan A Melamed | 2834475 | 2 | 02/07/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Shawn W Downey | 4590108 | 1 | 02/04/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Rich van Loan | 3128310 | 1 | 01/30/2008 | Customer Dispute | Denied | $7,335.00 | $0.00 | See FINRA Report |
| Steven Jay Miller | 2891574 | 6 | 01/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph L Mc Donough | 1016644 | 2 | 01/23/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Steven Ralph Merenda | 2102127 | 2 | 01/22/2008 | Customer Dispute | Denied | $9,772.80 | $0.00 | See FINRA Report |