Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Paul Krantz | 4760648 | 1 | 03/31/2008 | Customer Dispute | Denied | $5,279.37 | $0.00 | See FINRA Report |
| Anthony John Leopizzi | 1697946 | 5 | 03/28/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Roxanne Dee Kapping | 4719760 | 1 | 03/24/2008 | Customer Dispute | Denied | $60,217.00 | $0.00 | See FINRA Report |
| Christopher Waye Jeng | 2985569 | 2 | 03/21/2008 | Customer Dispute | Denied | $9,200.00 | $0.00 | See FINRA Report |
| Raymond Carl Ritter | 4153624 | 2 | 03/14/2008 | Customer Dispute | Denied | $16,281.30 | $0.00 | See FINRA Report |
| Daniel Eugene Lovstad | 2020912 | 1 | 03/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Candela | 2674155 | 4 | 02/26/2008 | Customer Dispute | Denied | $8,070.00 | $0.00 | See FINRA Report |
| Kevin Patrick Tolan | 2391954 | 2 | 02/25/2008 | Customer Dispute | Denied | $52,831.00 | $0.00 | See FINRA Report |
| Michael James Howe | 3066780 | 1 | 02/25/2008 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Daniel Brian Schultz | 4379879 | 1 | 02/21/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |