Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Irene Marguerite Garand | 2278835 | 1 | 05/09/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Burton Evan Banks | 2969141 | 1 | 05/06/2008 | Customer Dispute | Denied | $16,830.00 | $0.00 | See FINRA Report |
| Llnon Hali Slossberg-North | 4538190 | 1 | 05/05/2008 | Customer Dispute | Denied | $11,124.40 | $0.00 | See FINRA Report |
| Stephen Boyd Namy | 4530903 | 2 | 05/04/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Rettig | 1090721 | 7 | 05/01/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Randy Eric Shewmaker | 4213432 | 3 | 04/30/2008 | Customer Dispute | Denied | $130,552.00 | $0.00 | See FINRA Report |
| Jeff Richard Bank | 1577796 | 9 | 04/29/2008 | Customer Dispute | Denied | $87,174.60 | $0.00 | See FINRA Report |
| Robert Arthur Lenz | 2172532 | 2 | 04/28/2008 | Customer Dispute | Denied | $10,559.70 | $0.00 | See FINRA Report |
| Christopher D'Andrea | 2866943 | 2 | 04/24/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Barry Mitchell Dershaw | 2975165 | 3 | 04/23/2008 | Customer Dispute | Denied | $9,063.34 | $0.00 | See FINRA Report |