Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tucker T Watkins | 1012660 | 3 | 07/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eugene Walter Gabriel | 1137858 | 2 | 07/12/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Karl Lionel Campbell | 4421806 | 1 | 06/16/2008 | Customer Dispute | Denied | $399,119.00 | $0.00 | See FINRA Report |
| Drescott Thompson | 4936590 | 1 | 06/11/2008 | Customer Dispute | Denied | $7,565.00 | $0.00 | See FINRA Report |
| Cindy Speigner Cornette | 3163387 | 6 | 06/02/2008 | Customer Dispute | Denied | $10,340.60 | $0.00 | See FINRA Report |
| Henry Geyelin Carpenter | 4866191 | 1 | 05/30/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Alan Michael Blender | 1210030 | 2 | 05/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Larry Joseph Criss | 1904225 | 4 | 05/19/2008 | Customer Dispute | Denied | $5,945.32 | $0.00 | See FINRA Report |
| Steven Mark Hudson | 1785280 | 2 | 05/13/2008 | Customer Dispute | Denied | $6,851.08 | $0.00 | See FINRA Report |
| Christopher Brian Chambers | 3132394 | 1 | 05/12/2008 | Customer Dispute | Denied | $22,512.50 | $0.00 | See FINRA Report |