Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abigail Santiago-Monroe | 2105885 | 2 | 07/24/2008 | Customer Dispute | Denied | $12,897.00 | $0.00 | See FINRA Report |
| Seth Alan Chamberlain | 4208112 | 4 | 07/22/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Bert Lee Hor | 2809371 | 2 | 07/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brad Lee Clasby | 1052979 | 4 | 07/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Detlef Michael Schoeppler | 2759253 | 13 | 07/19/2008 | Customer Dispute | Denied | $75,069.20 | $0.00 | See FINRA Report |
| Andrew Craig Rothman | 4643254 | 1 | 07/18/2008 | Customer Dispute | Denied | $14,468.70 | $0.00 | See FINRA Report |
| Linda Joan Zimmerman | 1695547 | 1 | 07/16/2008 | Customer Dispute | Denied | $16,081.00 | $0.00 | See FINRA Report |
| Robert Joseph Keyes | 2894844 | 7 | 07/16/2008 | Customer Dispute | Denied | $19,023.90 | $0.00 | See FINRA Report |
| Shane Allan Hall | 4371740 | 3 | 07/16/2008 | Customer Dispute | Denied | $74,450.10 | $0.00 | See FINRA Report |
| Claude Christopher Mc Manus | 2526077 | 5 | 07/16/2008 | Customer Dispute | Denied | $5,873.20 | $0.00 | See FINRA Report |