Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Rivas | 2361510 | 3 | 08/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Jason Zimmerman | 3156979 | 1 | 08/04/2008 | Customer Dispute | Denied | $8,739.28 | $0.00 | See FINRA Report |
| Roger Andre Auger | 841804 | 2 | 08/04/2008 | Customer Dispute | Denied | $28,114.00 | $0.00 | See FINRA Report |
| Richard Alan Hale | 855241 | 1 | 08/04/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sandy Jukel | 1193099 | 6 | 07/30/2008 | Customer Dispute | Denied | $9,451.00 | $0.00 | See FINRA Report |
| Michael Joseph Russo | 4770893 | 1 | 07/29/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Paul Weidman | 1552081 | 3 | 07/28/2008 | Customer Dispute | Denied | $15,652.40 | $0.00 | See FINRA Report |
| Daniel Rudolph Bachmann | 5019896 | 1 | 07/28/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brent Loy Trentham | 2062453 | 2 | 07/28/2008 | Customer Dispute | Denied | $10,309.40 | $0.00 | See FINRA Report |
| Darrin Michael Bradley | 2398784 | 4 | 07/24/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |