Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Bay | 2631764 | 4 | 08/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Coffield | 1216018 | 7 | 08/25/2008 | Customer Dispute | Denied | $77,000.00 | $794.68 | See FINRA Report |
| Chester Frank Makuch | 2543775 | 4 | 08/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Frank Brazen | 1415374 | 2 | 08/19/2008 | Customer Dispute | Denied | $6,945.00 | $0.00 | See FINRA Report |
| Daniel Paul Morrissey | 1268427 | 2 | 08/19/2008 | Customer Dispute | Denied | $9,710.63 | $0.00 | See FINRA Report |
| Ernest Barrios Crisologo | 2509727 | 7 | 08/15/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edna L Haughney | 1504573 | 2 | 08/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Caruana | 1930332 | 1 | 08/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Irina Yurievna Kass | 3201807 | 3 | 08/13/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Arthur Kujawski | 2075543 | 9 | 08/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |