Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vicky Hung Rangsuebsin | 2946572 | 1 | 09/18/2008 | Customer Dispute | Denied | $18,535.80 | $0.00 | See FINRA Report |
| Rami Fathi Abdelhadi | 3240223 | 1 | 09/18/2008 | Customer Dispute | Denied | $40,209.50 | $0.00 | See FINRA Report |
| Michael James Matsuura | 5276309 | 3 | 09/16/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Richard Scott Ewing | 3189321 | 6 | 09/16/2008 | Customer Dispute | Denied | $39,510.20 | $0.00 | See FINRA Report |
| Douglas Earl Kisker | 2257193 | 1 | 09/15/2008 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| Paul Regis Lang | 1111162 | 2 | 09/11/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher John Jacobi | 1648679 | 5 | 09/10/2008 | Customer Dispute | Denied | $34,388.00 | $0.00 | See FINRA Report |
| Susan York Marvin | 4751518 | 1 | 09/04/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Francis Scheff | 4466717 | 1 | 09/02/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Gene Leslie Lenfest | 2945201 | 1 | 08/27/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |