Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Joseph Oteri | 2648623 | 1 | 10/07/2008 | Customer Dispute | Denied | $9,670.00 | $0.00 | See FINRA Report |
| Jill Diane Williams-Gilmore | 1252250 | 3 | 10/06/2008 | Customer Dispute | Denied | $12,516.30 | $0.00 | See FINRA Report |
| Thomas Paul Treuting | 4694168 | 3 | 10/06/2008 | Customer Dispute | Denied | $39,452.10 | $0.00 | See FINRA Report |
| Michael Craig Dombroski | 816091 | 3 | 10/03/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Lakely M Greaves | 3118407 | 1 | 10/02/2008 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Jill Diane Williams-Gilmore | 1252250 | 3 | 10/01/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sean Conley Todd | 2482921 | 2 | 10/01/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Perez | 2270237 | 2 | 10/01/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael L Cantor | 4156584 | 1 | 10/01/2008 | Customer Dispute | Denied | $52,678.50 | $0.00 | See FINRA Report |
| David Raymond Lyon | 2391509 | 4 | 09/30/2008 | Customer Dispute | Denied | $85,748.40 | $0.00 | See FINRA Report |