Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joan Ella Titus | 2340490 | 2 | 10/15/2008 | Customer Dispute | Denied | $11,830.80 | $0.00 | See FINRA Report |
| Lisa Anne Grassbaugh | 2110116 | 2 | 10/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Mallory | 2907143 | 5 | 10/13/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffery Scott Adair | 2496521 | 1 | 10/13/2008 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Lee Fowler Brooks | 1895183 | 1 | 10/10/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Barbara Louise Madden | 4452769 | 1 | 10/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Robert Sommers | 1769184 | 1 | 10/09/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul James Tepatti | 4572532 | 2 | 10/09/2008 | Customer Dispute | Denied | $39,560.00 | $0.00 | See FINRA Report |
| Scott Michael Cornett | 2710585 | 3 | 10/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Eugene Riley | 3073478 | 1 | 10/09/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |