Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Matthew Beynon | 4556429 | 1 | 12/15/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Leslie Rhodes Carpenito | 1975993 | 1 | 12/11/2008 | Customer Dispute | Denied | $177,000.00 | $0.00 | See FINRA Report |
| Joshua Daniel Brown | 2304799 | 2 | 12/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammy Denise Davis | 2858732 | 2 | 12/09/2008 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Thomas Keegan Luxem | 2535355 | 1 | 12/09/2008 | Customer Dispute | Denied | $6,163.24 | $0.00 | See FINRA Report |
| Karen Marie Purvis | 2710526 | 1 | 12/08/2008 | Customer Dispute | Denied | $13,800.70 | $0.00 | See FINRA Report |
| Andrius Jurkunas | 4324527 | 3 | 12/08/2008 | Customer Dispute | Denied | $176,357.00 | $0.00 | See FINRA Report |
| Steven Dean Jones | 1783656 | 3 | 12/04/2008 | Customer Dispute | Denied | $28,875.00 | $0.00 | See FINRA Report |
| William Alan Guthrie | 4540217 | 1 | 12/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Arthur Lehman | 4219239 | 1 | 12/03/2008 | Customer Dispute | Denied | $227,997.00 | $0.00 | See FINRA Report |