Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Robert Shaw | 2650667 | 1 | 09/05/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Tuangporn Teerachinda Jackson | 4946253 | 1 | 09/01/2023 | Customer Dispute | Denied | $5,499.50 | $0.00 | See FINRA Report |
| Edmund Chung Mun Pan | 4670815 | 1 | 09/01/2023 | Customer Dispute | Denied | $5,499.50 | $0.00 | See FINRA Report |
| Michael Fred Zanders | 475794 | 7 | 08/31/2023 | Customer Dispute | Settled | $90,400.00 | $0.00 | See FINRA Report |
| Daniel Theodore Wilson | 2858765 | 2 | 08/29/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kristina Daoud | 6026439 | 1 | 08/28/2023 | Customer Dispute | Denied | $31,008.50 | $0.00 | See FINRA Report |
| Saimir Astrit Prapaniku | 5499421 | 3 | 08/23/2023 | Customer Dispute | Denied | $85,455.70 | $0.00 | See FINRA Report |
| Edmund Michael Iannelli | 2052704 | 5 | 08/14/2023 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Derek Robert Schanhofer | 2804678 | 3 | 08/09/2023 | Customer Dispute | Settled | $13,786.70 | $0.00 | See FINRA Report |
| William Walter Gammon | 1811853 | 27 | 08/08/2023 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |