Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Anthony Bevilacqua | 2656029 | 3 | 10/25/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Craig James Stiles | 4495879 | 1 | 10/18/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Evan Scott Branfman | 3270650 | 5 | 10/18/2023 | Customer Dispute | Denied | $31,500.00 | $0.00 | See FINRA Report |
| Summer Melissa Diaz | 4335467 | 3 | 10/18/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Ghiglieri | 5840252 | 3 | 10/18/2023 | Customer Dispute | Denied | $31,500.00 | $0.00 | See FINRA Report |
| Nicole Michele Fry | 6338619 | 1 | 10/09/2023 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Kari Riley Larocco | 4497645 | 1 | 10/03/2023 | Customer Dispute | Settled | $9,700.00 | $0.00 | See FINRA Report |
| Daryl F Devillier | 4069344 | 8 | 09/29/2023 | Customer Dispute | Pending | $601,676.00 | $0.00 | See FINRA Report |
| John Attila Horvath | 2762334 | 1 | 09/20/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Sarah Shirazi Reznick | 5578608 | 2 | 09/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |