Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evan Ira Fischer | 1454305 | 4 | 06/27/2016 | Customer Dispute | Award / Judgment | $973,148.00 | $0.00 | See FINRA Report |
| Kevin Andrew Witowich | 5958162 | 1 | 06/27/2016 | Customer Dispute | Denied | $7,188.43 | $0.00 | See FINRA Report |
| Corrado Aurelio Dell'Aglio | 2076617 | 2 | 06/15/2016 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Jerome Morris | 2802759 | 1 | 06/08/2016 | Customer Dispute | Withdrawn | $36,816.00 | $0.00 | See FINRA Report |
| John Roger Mc Dougall | 2319976 | 2 | 06/07/2016 | Customer Dispute | Settled | $27,436.60 | $0.00 | See FINRA Report |
| John Anthony Melo | 4820731 | 1 | 05/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Lee Campopiano | 4009476 | 3 | 05/30/2016 | Customer Dispute | Denied | $7,768.35 | $0.00 | See FINRA Report |
| Sandy Jukel | 1193099 | 6 | 05/26/2016 | Customer Dispute | Settled | $1,336,720.00 | $0.00 | See FINRA Report |
| Brian Edward Suher | 704992 | 3 | 05/23/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Randall James Hooper | 1900141 | 4 | 05/18/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |