Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Ray Miller | 2529324 | 3 | 02/04/2024 | Customer Dispute | Settled | $10,953.70 | $0.00 | See FINRA Report |
| John Chukwuemeka Ekeanyanwu | 2860330 | 1 | 01/09/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Amanda Ashley Hale | 4072033 | 4 | 01/04/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Christopher Binkowski | 4814174 | 1 | 12/27/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Jeff Malcolm Davis | 2195835 | 1 | 12/22/2023 | Customer Dispute | Denied | $2,217,580.00 | $0.00 | See FINRA Report |
| Chad Evan Nyitray | 2332391 | 2 | 12/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Alan Nowak | 2168752 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Craig Howard Frank | 1735281 | 3 | 12/13/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Daniel Strong | 2655440 | 1 | 12/11/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Victor Janny | 1272727 | 7 | 11/22/2023 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |