Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Frank Parascandola | 5948870 | 2 | 01/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Evan Ira Fischer | 1454305 | 4 | 01/23/2017 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |
| William James Duncan | 2716778 | 1 | 01/19/2017 | Customer Dispute | Denied | $50,350.00 | $0.00 | See FINRA Report |
| Joshua Michael Broder | 4634215 | 1 | 01/17/2017 | Customer Dispute | Settled | $37,842.00 | $0.00 | See FINRA Report |
| Paul Joseph Grande | 1539442 | 8 | 01/09/2017 | Customer Dispute | Denied | $15,987.00 | $0.00 | See FINRA Report |
| Rodney Lee Campopiano | 4009476 | 3 | 01/09/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| James Patrick Kirwan | 816890 | 4 | 12/30/2016 | Customer Dispute | Denied | $55,046.60 | $0.00 | See FINRA Report |
| Jenny Rasmussen | 2327474 | 1 | 12/22/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Thomas Stabile | 1283948 | 1 | 12/22/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward Alan Wacks | 1300849 | 2 | 12/14/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |