Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Sherif Daoud | 1073514 | 8 | 06/22/2017 | Customer Dispute | Settled | $25,199.40 | $0.00 | See FINRA Report |
| Terrance Leo Erbert | 1004970 | 1 | 06/20/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Kellogg | 723038 | 3 | 06/16/2017 | Customer Dispute | Settled | $247,113.00 | $0.00 | See FINRA Report |
| Steven William Link | 2223522 | 7 | 06/12/2017 | Customer Dispute | Denied | $181,772.00 | $0.00 | See FINRA Report |
| Christopher Curtis Crotty | 4542143 | 1 | 06/09/2017 | Customer Dispute | Denied | $7,254.82 | $0.00 | See FINRA Report |
| Joseph Robert Shankwitz | 5215795 | 1 | 06/07/2017 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Scott Allen Edwards | 2803671 | 2 | 05/31/2017 | Customer Dispute | Award / Judgment | $28,316.00 | $13,652.30 | See FINRA Report |
| Scott Allen Edwards | 2803671 | 2 | 05/31/2017 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Dora Tina Steeley | 2211451 | 1 | 05/25/2017 | Customer Dispute | Denied | $6,276.68 | $0.00 | See FINRA Report |
| Richard Brent Dvorak | 4176899 | 1 | 05/16/2017 | Customer Dispute | Denied | $77,676.10 | $0.00 | See FINRA Report |