Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis John Lanzalotto | 2508782 | 7 | 10/09/2017 | Customer Dispute | Denied | $17,486.90 | $0.00 | See FINRA Report |
| Samuel Chase Lookner | 2938560 | 1 | 10/05/2017 | Customer Dispute | Denied | $30,015.00 | $0.00 | See FINRA Report |
| Mark Byron Sutton | 2257191 | 1 | 10/04/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Evan Ira Fischer | 1454305 | 4 | 09/29/2017 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Troy Douglas Horton | 2365550 | 1 | 09/28/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Patrick Collins | 1356108 | 1 | 09/25/2017 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Patrick Barbaro | 3131785 | 3 | 09/25/2017 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Amy Jennifer Boyle | 3022858 | 1 | 09/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald I Seifert | 1809836 | 1 | 09/12/2017 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Michael Fisher | 4056114 | 6 | 09/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |