Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin A Parker | 4671557 | 2 | 11/16/2017 | Customer Dispute | Denied | $16,977.90 | $0.00 | See FINRA Report |
| Donald Lee Herndon | 2240766 | 2 | 11/13/2017 | Customer Dispute | Denied | $133,000.00 | $0.00 | See FINRA Report |
| Alika Christian Garcia | 2298506 | 3 | 11/02/2017 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Anthony John Salerno | 1761733 | 4 | 11/01/2017 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Rene' Tapia Espinoza | 4050886 | 5 | 11/01/2017 | Customer Dispute | Settled | $32,780.00 | $0.00 | See FINRA Report |
| Nicholas William Dyer | 5140700 | 1 | 10/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Scott Benson | 2624200 | 1 | 10/26/2017 | Customer Dispute | Denied | $13,040.20 | $0.00 | See FINRA Report |
| Patrick George Colligan | 1716546 | 2 | 10/24/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ahmad Art Fahim | 2477909 | 1 | 10/19/2017 | Customer Dispute | Denied | $14,078.60 | $0.00 | See FINRA Report |
| Daniel D Miller | 6323176 | 1 | 10/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |