Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Han | 5543197 | 1 | 04/16/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William Corbin Munn | 2250062 | 2 | 04/11/2024 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Saimir Astrit Prapaniku | 5499421 | 3 | 04/10/2024 | Customer Dispute | Denied | $115,259.00 | $0.00 | See FINRA Report |
| Stephan Christopher Edwards | 6180082 | 1 | 04/01/2024 | Customer Dispute | Denied | $45,668.00 | $0.00 | See FINRA Report |
| Brandon Scott Jochim | 4478208 | 1 | 03/18/2024 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Nathan Ward Clark | 5067802 | 1 | 03/14/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Christine Marie Emond | 2081196 | 1 | 03/08/2024 | Customer Dispute | Denied | $29,136.00 | $0.00 | See FINRA Report |
| Mark Richard Beck | 6665794 | 1 | 03/06/2024 | Customer Dispute | Pending | $149,476.00 | $0.00 | See FINRA Report |
| David Victor Janny | 1272727 | 7 | 02/12/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Ronald C Denova | 1673284 | 2 | 02/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |