Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kwan-Rok Kong | 5288982 | 4 | 03/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Chrisenberry | 6300892 | 3 | 03/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mitchell William Black | 4664345 | 6 | 03/05/2019 | Customer Dispute | Award / Judgment | $0.00 | $450.00 | See FINRA Report |
| Seth Ian Bassoff | 2948086 | 2 | 02/25/2019 | Customer Dispute | Denied | $38,859.10 | $0.00 | See FINRA Report |
| Andrew A Drost | 2466963 | 3 | 02/22/2019 | Customer Dispute | Settled | $394,000.00 | $0.00 | See FINRA Report |
| Melford George Brown | 2501003 | 3 | 02/21/2019 | Customer Dispute | Denied | $8,900.00 | $0.00 | See FINRA Report |
| Richard Layne Clark | 2817018 | 4 | 02/15/2019 | Customer Dispute | Denied | $89,200.00 | $0.00 | See FINRA Report |
| Ronald Scott Bright | 2702179 | 3 | 02/11/2019 | Customer Dispute | Settled | $8,900.00 | $0.00 | See FINRA Report |
| Keith Matthew Kordich | 2743797 | 6 | 02/11/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Regina Ruth Onkst | 1128989 | 6 | 02/07/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |