Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jac Burton Stulberg | 1473233 | 9 | 06/06/1989 | Customer Dispute | Award / Judgment | $81,219.00 | $59,198.00 | See FINRA Report |
| Edward Joseph Matosziuk | 1275106 | 1 | 05/01/1989 | Customer Dispute | Award / Judgment | $293,721.00 | $100,000.00 | See FINRA Report |
| Alan Edward Palazzo | 1023265 | 1 | 10/19/1988 | Customer Dispute | Award / Judgment | $31,388.60 | $4,250.00 | See FINRA Report |
| Robert Gregory Mennona | 1232328 | 5 | 09/16/1988 | Customer Dispute | Award / Judgment | $169,397.00 | $44,400.00 | See FINRA Report |
| Donald James Matthewson | 323201 | 1 | 08/02/1988 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Edward Arthur Karsch | 1041147 | 1 | 06/15/1988 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Dennis Mosson | 1011524 | 3 | 05/24/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Sullivan | 723427 | 7 | 05/11/1988 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 03/13/1988 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Thomas Connor Moss | 844872 | 6 | 01/25/1988 | Customer Dispute | Settled | $1,880.00 | $0.00 | See FINRA Report |